Trust Center

Get details about DFIN’s security, privacy, compliance, resiliency, and the latest product security information.

Trust begins with transparency

Our mission is to build our products and services with security, privacy, compliance, and resiliency in mind. That’s why we created the Trust Center: to give you access to the latest information when you need it.

Security

  • Protect your data's integrity, availability, and confidentiality
  • Explore DFIN security products and services
  • Report a security issue

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Privacy

  • See how DFIN protects and respects individuals' privacy
  • View data protection guidelines
  • Explore global compliance data protection laws

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Artificial Intelligence

  • View an overview of how AI is used in DFIN software
  • Understand what type of data our AI systems collect and how it's used
  • Explore steps that are taken by DFIN to ensure safe and ethical AI use

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Compliance

  • Request compliance certificates
  • Global offerings (ISO/IEC, SOC, Bridge Letters, BSI, etc.)
  • Local and industry-specific certificates

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Security Matters

  • From the desk of the CISO
  • DFIN white papers
  • Knowledge Hub
  • Current threat landscape

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Compliance you can trust

Compliance brand Compliance brand - AICPA SOC Compliance brand - ISO 2700I Compliance brand - Cibersecurity Framework Compliance brand - GDPR

ActiveDisclosure 

Affordable ESG and SEC reporting software from the leading SEC filing agent with real-time collaboration.

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Venue

Our intuitive virtual data room platform is continually optimized for security, productivity, and usability.

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Arc Suite®

Financial regulatory compliance software that helps you meet the challenges of an ever-changing regulatory environment.

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Phone expert Phone expert

We can provide additional information including our SOC 2 Type II report, once a Non-Disclosure Agreement is signed

Dannie Combs moderates at CNBC Technology Executive Council Summit 

Dannie speaks with an executive panel to discuss the merger and integration of BB&T and SunTrust to form Truist Bank, how Truist turned to UiPath's Automation Cloud platform to build a digital workforce, automated over 150 processes, and tackled an unprecedented volume of fraudulent activity.

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Dannie Combs - Chief Information Security Officer

From the desk of the CISO​

Led by Dannie Combs

CISO & CNBC Technology Executive Council Member 

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Security is integral to global operations

Our information security program is an integral part of our global operations. Over 10,000 businesses trust DFIN to safeguard their data. Our program is subject to annual independent audits for compliance and industry standards certifications, ensuring that our program not only meets but exceeds the most stringent of security requirements.

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Data privacy is a top priority

Protecting our customer’s data privacy is a top priority. DFIN understands the importance of protecting the critical business and personal information entrusted to DFIN. We’re also committed to the General Data Protection Regulation (GDPR) compliance and have bolstered our already-strong data protection practices by evaluating and updating our company privacy policies and practices.

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Meeting and exceeding compliance standards

DFIN is committed to achieving and maintaining the trust of our customers. Our data governance standards, policies, and procedures are informed by a full range of factors, including continuous monitoring of the security and privacy landscape to ensure our approach remains in step and complies with the latest state, federal, and international requirements.

More findings, right this way

Webinars

Go Public with Confidence: SEC Reporting and SOX Readiness for Pre-IPO Companies

Go Public with Confidence: SEC Reporting and SOX Readiness for Pre-IPO Companies
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Blogs

Modernizing Broker‑Dealer Reporting: A Smarter Path to FOCUS and Financial Compliance

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Blogs

IPO Readiness: Building Regulatory and Operational Confidence Before the Market Opens

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Blogs

Financial Close Tips: How to Improve Speed, Accuracy, and Control

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Guides, Reports & White Papers

The New Era of Alts: Why Alternative Investments Are Transforming Faster Than Ever

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Guides, Reports & White Papers

Private Companies in 2026: Scaling Through Technological Innovation

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Infographics & Checklists

Prepare for the Public Markets with Confidence: The Ultimate IPO Readiness Checklist

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Guides, Reports & White Papers

DFIN's IPO & Public Listing Report - Q1 2026 Edition

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Guides, Reports & White Papers

The 2026 Proxy Playbook: 6 Key Trends

The 2026 Proxy Playbook: 6 Key Trends
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Guides, Reports & White Papers

Navigating the New Deal Cycle: Technology, Risk, and M&A Momentum in 2026

Navigating the New Deal Cycle: Technology, Risk, and M&A Momentum in 2026
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Infographics & Checklists

The 2026 Proxy Playbook

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Blogs

New Section 16 Reporting Requirements for Foreign Private Issuers

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Blogs

AI, Data Security, and Trust: Building Enterprise Confidence Beyond the Hype

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Blogs

Powering Confidence in Modern Reporting

Powering Confidence in Modern Reporting
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Blogs

The Top 5 Things You Should Know About the SEC’s Potential Move to Semiannual Reporting

The Top 5 Things You Should Know About the SEC’s Potential Move to Semiannual Reporting
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Guides, Reports & White Papers

IPO Readiness Checklist: Are You Prepared to File?

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Blogs

Understanding Business Tax Certificates

Understanding Business Tax Certificates
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Guides, Reports & White Papers

M&A Valuation Methods to Determine a Company's Worth

M&A Valuation Methods to Determine a Company's Worth
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Blogs

DFIN Supports PayPay Corporation’s U.S. IPO on Nasdaq

DFIN Supports PayPay Corporation’s U.S. IPO on Nasdaq
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Blogs

Why Risk Management Matters More Than Ever

Why Risk Management Matters More Than Ever
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