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Section 16 And Form 144 Filing Software

Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.

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Quickly pivot from paper to electronic filings.

The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.

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Secure, self-service
Section 16 & Form 144

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Gain access to these form types standalone within AD

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Report equity ownership & changes to corporate securities electronically

What does the mandate mean for you?

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Simplify your beneficial ownership filings

Section 16

Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.

Form 144

Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.

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End to end solution for digital filings

Section 16 & Form 144
Fortified Security
Streamlined UI/UX

Section 16 & Form 144

  • Create, test and live file with the SEC
  • File for multiple reporting owners
  • Footnote across multiple forms
  • Auto-fill forms with saved data
  • One-click previews before filing

Fortified Security

Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more.

Streamlined UI/UX

Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve.

Client experience is at the core of everything we do

Client stories:

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Cross River Bank saves time & money on private company reporting
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WTW optimizes SEC filing efficiencies & improves productivity
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What can DFIN do to help your business?

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our clients

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Experience industry-leading support any time you need it

When you work with DFIN, you get:

Access to live experts 24/7/365 to respond to issues and provide expert insight.

Software that stays ahead of all SEC regulatory changes, enhancements and updates.

Market leadership level knowledge and experience from the world’s largest SEC filer.

More findings, right this way

Resources

8 Best Practices for Board Reporting

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Report

DFIN's IPO & Public Listing Report - Q2 2024 Edition

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Resources

The Best AI Prompts for Finance & Financial Reporting

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Blog

FDTA Forum 2024 Highlights a New Era of Financial Reporting

Craig Clay
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Video Podcast

Benchmark Discusses the Importance of ESG Reporting

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Resources

SEC Form N-PX

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Resources

How to Present a Financial Report

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Video Podcast

Webinar Replay: ESG and Sustainability Data

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White Paper

Meeting the Data Demands of Looming ESG Disclosure Rules: Ten Takeaways

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White Paper

Accurate and Trustworthy Financial Reporting Relies on Strong Internal Controls

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Resources

Voluntary Submission of Draft Registration Statements

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Fact Sheet

Smaller Reporting Companies Must Comply with the SEC's Cybersecurity Rules

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Resources

Understanding Governance, Risk, and Compliance

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Resources

The Comprehensive SOX Compliance Guide

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Video Podcast

Webinar Replay: An Early Look at the 2024 Proxy Season

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Case Study

How We Helped a Pharma Company Capitalize on IPO Market Conditions and Timing

How We Helped a Pharma Company Capitalize on IPO Market Conditions and Timing - Card
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White Paper

In 2024, Inline XBRL: Ignorance is Not Bliss

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Resources

Understanding Confidential IPO Filings

Understanding Confidential IPO Filings - Card
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Resources

Navigating the IPO Process: A Detailed Timeline for Going Public

Navigating The IPO Process: A Detailed Timeline For Going Public - Card
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Blog

Guidance for the Final SEC Climate Disclosure Ruling & ESG Reporting

Guidance For The Final SEC Climate Disclosure Ruling & ESG Reporting - Card
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