IPO Filing Software An IPO can be a long, demanding and complicated process that will have long term implications for your company. Our IPO solutions and experts help you successfully navigate the intricacies and prepare for life as a public company. Are you ready? Contact an expert Choose the global leader for IPO services When it comes to capitalizing on key moments in the IPO process, DFIN leads the way – and we have the numbers to prove it. Over the last eight years in the US-based filings, DFIN Filed 800+ IPOs Partnered on 70% IPOs valued at $100M+ Serviced ~60 IPOs valued at $1B+ SupportedMajority of PE and VC-backed IPOs IPO Solutions The IPO journey is complex. That’s why most companies choose our flexible solutions, expert services, and advanced technology to achieve success. Contact an expert Our Flexible IPO Solutions DFIN for IPO Service Full-service 'done-for-you' solution Designed to extend teams with DFIN experts and dedicated project management. DFIN can mange your content, and your working group has online access to draft, review, edit and approve the document on demand, streamlining your deal process. Our project managers are available 24/7/365 to handle document formatting, exhibits and filing requirements as well as delivering proofs for review and distributing finals. ActiveDisclosure for IPO with Concierge Assisted 'done-with-you' solution Designed to support teams on DFIN’s ActiveDisclosure software platform to securely automate the drafting, editing, and filing process. Maintain total control by working in a secure, cloud-based environment offering permissions, version control, Excel linking, support binders, track changes, and presentations. Our dedicated team of DFIN experts will set up the document in your instance and are available to support your working group 24/7 throughout the S-1 filing. Guide to IPOs Considerations for Business Owners and Executives Taking Their Company Public Download IPO guide The Only Technology Stack Backed by DFIN Experts ActiveDisclosure Financial reporting & SEC filing software Take the complexities out of compliance for financial, legal, and investors teams. Easy & secure online collaboration Presentations and documents Microsoft 365 compatibility Intelligent iXBRL tagging SEC filing health checks Learn More Venue Virtual data room software Share sensitive information across teams and stakeholders worry-free. Strong en-to-end encryption Single sign-on integration Multi-factor authentication Automated multi-file redaction Real-time reporting & analytics Learn More Preparation, planning and the right IPO software solutions are critical to success. IPO Timeline Preparation Pre-Filing Initial submission of S-1 Roadshow Pricing/Trading Life Post IPO IPO Timeline Preparation Preparation 12 - 18 Months Prepare work plan for IPO readiness Assess financial statements and evaluate audit firm Assess internal resources (accounting, FP&A, legal, IR) Evaluate need for third-party advisers Consider structural decisions (e.g., corporate, tax, compensation) Pre-Filing Pre-Filing 4 - 6 Months Engage lead underwriters Prepare S-1 Equity story/investment thesis Historical financial statements & MD&A Risk factors/legal sections Financial model Initial submission of S-1 Initial submission of S-1 3 Months Confidential submission of S-1 and SEC review process (typically ~12-14 weeks) Teach-in with syndicate analysis Prepare roadshow presentation Publicly file S-1 at least 15 days prior to launch of roadshow Finalize IPO documentation Organizational and governance documents Listing application Underwriting agreement Roadshow Roadshow 2 Weeks Finalize preliminary prospectus with indicative price range Launch roadshow (typically 7-10 trading days) Pricing/Trading Pricing/Trading Trade date Price IPO after market close at conclusion of roadshow Begin trading next day after pricing Close third trading day after pricing Life Post IPO Life Post IPO Regulatory Compliance and Reporting Extensive quarterly reporting required SOX compliance Annual reports and recent events Proxy Statement, Annual Meeting Contact an expert We help customers achieve measurable results LIFE SCIENCES How we helped a pharma company capitalize on IPO market conditions and timing See results HEALTHCARE How we helped a healthcare company get and stay deal ready to go public and close a secondary offering See results TECHNOLOGY Execute a successful IPO with management and staff working from secluded locations See results MANUFACTURING How we helped an electric vehicle company save time and money before and after going public See results FINANCIAL MANAGEMENT How we helped a leading enterprise finance management company streamline its IPO process See results Get in touch with us for IPO support, pricing or more information. Talk to an expert or call +1 866 784 9840 Explore the latest IPO & Public Listing Report " Q1 started strong with fourteen $50M+ offerings in the initial six weeks. However, escalating concerns over tariffs, recession fears, sticky inflation, and budget talks led to market volatility, delaying hopes for a stabilized IPO market. Despite these challenges, Q1 concluded with CoreWeave entering the public market, and we are optimistic that Q2 will bring the clarity and stability needed for a normalized IPO market." Craig Clay, President of Global Capital Markets, DFIN Learn more More findings, right this way Resources IPO Readiness Checklist: Are You Prepared to File? December 2024 View resource Case study How We Help a Global Law Firm Streamline Their Client IPO Process November 2024 Read case study Case study How We Helped a Leading Enterprise Finance Management Company Streamline its IPO Process October 2024 Read case study Resources IPO Market Trends & Outlook 2025 September 2024 View resource Resources M&A Pitfalls to Avoid August 2024 View resource Resources How to Choose the Right Adviser for your IPO August 2024 View resource Resources How to Choose the Right Underwriter for an IPO August 2024 View resource Resources How to Put a Business Plan Together to Attract Investors August 2024 View resource Case study How We Helped a Pharma Company Capitalize on IPO Market Conditions and Timing May 2024 Read case study Case study How We Helped an Electric Vehicle Company Save Time and Money Before and After Going Public May 2024 Read case study Blog DFIN Q1 Earnings: Software Growth Suggests a Recovery of M&A and IPO Activity May Be Underway May 2024 | Craig Clay View blog Video Podcast Webinar Replay: Preparing for Your Exit: Public Company Readiness April 2024 Watch Podcast Guide From Private to Public: Expert Insights for Foreign Private Issuers Pursuing U.S. Public Listing in 2024 and Beyond March 2024 View guide Blog How to Think About AI When You’re Planning an IPO February 2024 | Craig Clay View blog Blog Software Shines in DFIN’s 2023 Earnings Report February 2024 | Craig Clay View blog Resources The Dual-Track Process For IPOs & Exits February 2024 View resource Blog IPOs, Regulations, and Other Thoughts. Here’s looking at 2024 January 2024 | Craig Clay View blog Report DFIN's IPO & Public Listing Report - Q3 2023 Edition October 2023 Read report Blog New DFIN Paper Illuminates the Road to a Public Offering August 2023 | Craig Clay View blog White paper The Importance of IPO Readiness: An Essential Framework for Success August 2023 Read white paper Preparation Pre-Filing Initial submission of S-1 Roadshow Pricing/Trading Life Post IPO 12-18 months Prepare work plan for IPO readiness Assess financial statements and evaluate audit firm Assess internal resources (accounting, FP&A, legal, IR) Evaluate need for third-party advisers Consider structural decisions (e.g., corporate, tax, compensation) 4-6 months Engage lead underwriters Prepare S-1 Equity story/investment thesis Historical financial statements & MD&A Risk factors/legal sections Financial model 3 months Confidential submission of S-1 and SEC review process (typically ~12-14 weeks) Teach-in with syndicate analysis Prepare roadshow presentation Publicly file S-1 at least 15 days prior to launch of roadshow Finalize IPO documentation Organizational and governance documents Listing application Underwriting agreement 2 weeks Finalize preliminary prospectus with indicative price rangeLaunch roadshow (typically 7-10 trading days) Trade Date Price IPO after market close at conclusion of roadshowBegin trading next day after pricingClose third trading day after pricing Regulatory Compliance and Reporting Extensive quarterly reporting requiredSOX complianceAnnual reports and recent eventsProxy Statement, Annual Meeting Unlock a stronger workflow with secure virtual communication channels and flexible technology. Access leading SEC experts 24/7/365 for guidance in the moments that matter. Ensure accurate and audit-ready documentation with built-in compliance capabilities. Prepare standout materials with advanced composition systems, on-demand resources and an unrivaled print platform. Schedule a demo: IPO First Name Middle Name Honeypot Field to Catch Bots Last Name Email Title Company Business Phone Country/Region Please Select United States Argentina Australia Belgium Brazil Cambodia Canada Chile China Denmark Egypt Estonia Finland France Germany Greece Hong Kong India Indonesia Ireland Israel Italy Japan Luxembourg Macao Malaysia Mexico Netherlands Norway New Zealand Peru Philippines Poland Republic of Korea Saudi Arabia Singapore Spain Sweden Switzerland Taiwan Thailand Turkey United Arab Emirates United Kingdom Vietnam State or Province Please Select… Alaska Alabama Arkansas Arizona California Colorado Connecticut D.C. 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