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Section 16 And Form 144 Filing Software
Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform.
Quickly pivot from paper to electronic filings.
The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software.
Secure, self-service
Section 16 & Form 144
Gain access to these form types standalone within AD
Report equity ownership & changes to corporate securities electronically
What does the mandate mean for you?
Read nowSimplify your beneficial ownership filings
Section 16
Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software.
Form 144
Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital.
End to end solution for digital filings
Section 16 & Form 144
Fortified Security
Streamlined UI/UX
Section 16 & Form 144
- Create, test and live file with the SEC
- File for multiple reporting owners
- Footnote across multiple forms
- Auto-fill forms with saved data
- One-click previews before filing
Fortified Security
Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more.
Streamlined UI/UX
Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve.
Client experience is at the core of everything we do
Client stories:
Cross River Bank saves time & money on private company reporting
WTW optimizes SEC filing efficiencies & improves productivity
What can DFIN do to help your business?
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Experience industry-leading support any time you need it
When you work with DFIN, you get:
Now Section 16 & Form 144 are part of the full ActiveDisclosure platform
Streamline your entire Section 16 and Form 144 filing process. From preparing an IPO to quarterly and annual filings, manage all SEC requirements accurately and securely with ActiveDisclosure.
Explore ActiveDisclosure
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments.
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