Section 16 And Form 144 Filing Software Efficiently file SEC ownership forms electronically with our secure financial reporting software. Purchase access to file just these form types or as a part of the complete ActiveDisclosure platform. Book a demo Quickly pivot from paper to electronic filings. The SEC has created new rulings around the electronic submission of documents that were previously paper. Make the smooth transition with our Section 16 reporting software. Secure, self-service Section 16 & Form 144 Gain access to these form types standalone within AD Report equity ownership & changes to corporate securities electronically What does the mandate mean for you? Read now Simplify your beneficial ownership filings Section 16 Easily manage the many moving parts necessary for filing Section 16 forms 3, 4 and 5. Improve your processes, become more secure and ensure compliance with our Section 16 filing software. Form 144 Comply with the new electronic filing regulations. Use AD to file Form 144 in an easy-to-use, structured data format. Rely on DFIN’s Form 144 filing software to help you prepare to go digital. Hear from our clients Watch Ashish Garg Testimoniall End to end solution for digital filings Section 16 & Form 144 Fortified Security Streamlined UI/UX Section 16 & Form 144 Create, test and live file with the SECFile for multiple reporting ownersFootnote across multiple formsAuto-fill forms with saved dataOne-click previews before filing Fortified Security Secure SEC filing built from the ground up for client security and data privacy with SOC 2 Type II audits. Protected by modern technologies for cybersecurity, anti-malware, encryption, firewall, MFA, SSO and more. Streamlined UI/UX Streamlined UI/UX experience enables instant access to your projects, rapid task completion and low learning curve. Book a demo Client experience is at the core of everything we do Client stories: Cross River Bank saves time & money on private company reporting WTW optimizes SEC filing efficiencies & improves productivity What can DFIN do to help your business? Talk to an expert or call +1 800 823 5304 Hear fromour clients Watch Nathan Cowley Testimonial Experience industry-leading support any time you need it When you work with DFIN, you get: Access to live experts 24/7/365 to respond to issues and provide expert insight. Software that stays ahead of all SEC regulatory changes, enhancements and updates. Market leadership level knowledge and experience from the world’s largest SEC filer. Now Section 16 & Form 144 are part of the full ActiveDisclosure platform Streamline your entire Section 16 and Form 144 filing process. From preparing an IPO to quarterly and annual filings, manage all SEC requirements accurately and securely with ActiveDisclosure. Explore ActiveDisclosure We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments. We have prepared our unaudited interim condensed consolidated financial statements included herein pursuant to the rules and regulations of the Securities and Exchange Commission. Certain information and note disclosures normally included in annual financial statements prepared in accordance with accounting principles generally accepted in the U.S. have been condensed or omitted pursuant to these rules and regulations, although we have strong thoughts that the disclosures made are adequate to make the information not misleading. In our opinion, the unaudited interim condensed consolidated financial statements contain all adjustments. 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